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Regulation NMS
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#	Item
121	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 9, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 12:01:59 Direct Edge BATS Global Markets Federal Rules of Civil Procedure Immediate or cancel Stock market Regulation NMS Order
122	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 15, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 10:57:08 Finance Financial markets United States Securities and Exchange Commission Order Regulation NMS New York Stock Exchange Futures contract Trading curb Securities Exchange Act Stock market Financial economics Investment
123	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 13:56:24 Financial economics Investment NYSE Arca Market data New York Stock Exchange Regulation NMS Euronext NASDAQ IntercontinentalExchange NYSE Euronext Economy of the United States Financial markets
124	SR-EDGX[removed]Exhibit 5 Page 136 of 160 Exhibit 5 Rules of EDGX Exchange, Inc. CHAPTER I. ADOPTION, INTERPRETATION AND APPLICATION OF RULES, AND Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 11:25:50 Investment Financial markets Order Marketing Pricing Regulation NMS Stop price Stock market Business Financial economics
125	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 22, 2015 Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-22 16:04:02 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
126	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 2, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-05 08:17:20 Finance Stock market United States Securities and Exchange Commission Mathematical finance Securities Exchange Act Electronic communication network NASDAQ Regulation NMS U.S. Securities and Exchange Commission Financial economics Financial markets Business
127	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 15, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 11:10:08 Finance Stock market United States Securities and Exchange Commission Alternative Trading Systems Dark liquidity UBS Securities Exchange Act High-frequency trading Regulation NMS Financial economics Investment Financial markets
128	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:47:30 United States Securities and Exchange Commission Financial economics Investment United States securities law Regulation NMS Euronext New York Stock Exchange Market data IntercontinentalExchange NYSE Euronext Financial markets Economy of the United States
129	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 5, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 09:14:34 United States Securities and Exchange Commission NASDAQ Market data New York Stock Exchange New York City Financial economics Economy of the United States Financial markets Regulation NMS
130	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:31:11 Economy of the United States Business Investment Regulation NMS Euronext New York Stock Exchange Market data NASDAQ IntercontinentalExchange NYSE Euronext Financial markets Financial economics

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